Emotion and Religion
Handbook of the psychology of religion and spirituality / edited by Raymond F.
Paloutzian, Crystal L. Park. (p.235-252)
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13
Emotion and Religion
ROBERTA.
EMMONS
Given
the rapid growth in the psychology of religion (Emmons & Paloutzian, 2003)
and the psychology of emotion (Lewis & Haviland-Jones, 2000) in recent
years, one would expect to see considerable scholarship directed toward the
interface of these two fields.
While
a literature search using the PsychINFO database for the period 1988–2002
returned 2,875 citations for the termreligionand 5,116 for the termemotion, a
scant five citations include both terms! The range of emotional phenomena is
vast, and I cannot attempt to do justice to this vastness within a single
chapter. Because of the recent emergence of the scientific study of positive
emotions, I will emphasize the role of religion in the generation and
regulation of emotional experience, focusing primarily on positive emotional
experience. The study of positive emotions is a major trend in contemporary affective
science (Fredrickson, 2001), and I wish to highlight the many ways in which the
psychology of religion can contribute to a growing understanding of positive
emotions and the functions of positive emotions in people’s lives. Considerable
other literature, including various chapters within this volume, also touch
upon emotion-related phenomena. For example, Miller (1999), Propst (1988),
Richards and Bergin (1997) and Shafranske (1996, and Chapter 27, this volume)
all deal extensively with religious psychotherapy and maladaptive emotions.
This
chapter has several purposes: to present a brief historical overview on the
study of emotion and religion; to review recent research on emotions typically
considered to be religious; to document the various ways in which religion
might modulate emotional experience; and to consider various functions that
religious emotions might serve. My overriding concern is to sketch the newest
lines of research that are emerging now that show promise of contributing
significantly to the psychology of religion and to the psychology of emotion
during the next several years. I begin first by describing what I mean by emotion.
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WHAT
IS EMOTION?: LEVELS OF EMOTIONAL EXPERIENCE
Any
discussion of religion and emotion presupposes an understanding of what emotion
is. The field of affective science has been moving toward standardized terminology
that provides researchers and clinicians with a common frame of reference. Thus
before beginning my presentation of the literature on religion and emotion, it
might be helpful to familiarize the reader with what is meant by the concept of
emotion, and how an emotion differs from other related affective phenomena. In
doing so I will borrow from the recent conceptual analysis of Rosenberg (1998).
Rosenberg proposed that the common forms of affective experience could be
structured into three hierarchical levels of analysis: affective traits, moods,
and emotions.
Rosenberg
(1998) placed affective traits at the top of the hierarchy of affective
phenomena. She definedaffective traitsas stable predispositions toward certain
types of emotional responding that set the threshold for the occurrence of
particular emotional states. For example, hostility is thought to lower one’s
threshold for experiencing anger, or happiness could be thought of as lowering
one’s threshold for experiencing pleasant affect. Affective traits are
relatively stable components of personality that are consistently expressed
over time and across situations. Some of the research that I review in this
chapter will be focused on this level of the affective hierarchy.
In
contrast to affective traits, emotions are “acute, intense, and typically brief
psychophysiological changes that result from a response to a meaningful
situation in one’s environment” (Rosenberg, 1988, p. 250). Emotions are a
subset of a larger class of affective phenomena (Fredrickson, 2001). They are
discrete states that involve the appraisal of the personal meaning of a
circumstance in a person’s environment. Both the type of emotion experienced
and its intensity depend on cognitive interpretation or appraisal of the
situation. Such appraisal involves not only assessing the nature of the external
situation or event that might cause the emotional response, but also the
responses of other people exposed to that same situation or event. Emotions
typically motivate a particular course of action; each discrete emotion
triggers a particular action tendency (Fredrickson, 2001). Major divisions
between types of emotions are affect program theories and propositional
attitude theories (Griffiths, 1997; Roberts, 2003). Affect programs pertain to
the basic, universal emotions such as anger, disgust, joy, sadness, and fear,
while the latter category contain a wider range of cognitively complex emotions
including guilt, shame, pride, and gratitude. Basic emotions are universal and
innate. There exists for each a recognizable facial expression and a distinct physiological
patterning. The higher cognitively complex emotions depend heavily on cognitive
appraisals and are assumed to exhibit greater cultural variation. Religion, at least
when it comes to the generation of emotion, appears to have more do with the latter
than with the former.
Rosenberg
consideredmoods, which wax and wane, fluctuating throughout or across days, as
subordinate to affective traits, but as superordinate to discrete emotion episodes.
Moods are subtle and less accessible to conscious awareness than are emotions (i.e.,
one is less likely to be aware of anger as a mood than as an emotion). Despite
their subtlety relative to emotions, however, moods are important because they are
expected to have broad, pervasive effects on consciousness that emotions simply
cannot because of their relatively short duration (Rosenberg, 1998). Because
the majority of research on religion and affect has been at the level of
affective traits of discrete emotions, I will have comparatively little to say
about religion and mood.
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CONCEPTUALIZING
LINKS BETWEEN RELIGION AND EMOTION
The
connection between religion and emotion is a long and intimate one. For one,
religion has always been a source of profound emotional experience. Commenting
on this historical association, Pruyser (1967) writes that “there is something
about emotion that has always had a great appeal to the religionist” (p. 142).
Religion likely influences both the generation of emotion and the regulation of
emotional responses. I discuss religion and the generation of specific,
discrete emotions below. Links between religion and emotion can also be seen in
religious attitudes toward emotional experience and expression.
Watts
(1996) distinguishes between two main notions about the role of emotions in
religious life. The charismatic movement stresses the cultivation of intense
positive emotions and their importance in religious experience and collective
religious rituals (see also McCauley, 2001), whereas the contemplative
tradition stresses a calming of the passions and the development of emotional
quietude. In addition to these two approaches to regulating emotions, there is
the ascetic view (Allen, 1997) that links religion with greater awareness of
emotion (possible emotional intelligence, to use a contemporary term) and the
creative expression of emotion.
Silberman
(2003) suggests three ways in which religious and spiritual meaning systems
influence emotion. First, religion prescribes appropriate and inappropriate
emotions and their level of intensity. For example, within Judaism, people are
encouraged to love God with all of their hearts (Deuteronomy 6:5) and to serve
God with joy (Deuteronomy 28:47). Second, beliefs about the nature and
attributes of God may give rise to specific emotions as well as influence
overall emotional well-being. For example, a belief about a loving personal God
may have a positive effect on emotional well-being, while a belief about a
punitive vengeful God may have the opposite effect. Third, religion offers the opportunity
to experience a uniquely powerful emotional experience of closeness to the sacred
(Otto, 1917/1958).
Concerning
the intensity issue, Ben-Ze’ev (2002) hypothesizes that religion influences the
intensity of emotion in three ways. First, religious belief systems influence
the meaningfulness attached to events. To the degree to which people perceive a
divine influence on daily events, these events will be perceived as more
meaningful and hence capable of generating stronger emotions than ordinary
events. Second, according to Ben Ze’ev, religious and nonreligious persons
differ in their perceptions regarding issues of deservingness for life events.
Because of the belief that events signify God’s intention and will, religious
individuals are more likely to be accepting of life events than nonreligious
individuals, and deservingness is typically associated with less intense
emotional reactions.
Third
is the issue of controllability. Religious persons, according to Ben Ze’ev,
typically believe that God directs and controls everyday events. Personal
controllability is positively associated with emotional intensity; thus, all
things being equal, the emotional intensity of religious individuals would be
lower than that of nonreligious individuals.
These
are intriguing hypotheses that need to be empirically tested.
RELIGION
AND THE GENERATION OF EMOTION
The
role of emotion in religion is central in several prominent accounts of
religious experience. Jonathan Edwards described the function of religious
emotions in his theological classicA Treatise Concerning Religious
Affections(1746/1959). Edwards was so struck by the evidentiary force of
emotion that he made it a cornerstone of his theology, as exemplified in this
quote: “The Holy Scriptures do everywhere place religion very much in the
affections; such as fear, hope, love, hatred, desire, joy, sorrow, gratitude,
compassion, and zeal” (p. 96).
These
affections were divided into two groups according to whether they were
characterized by approval (gratitude, love, joy) or disapproval (hatred, fear,
sorrow). Thus an important appraisal dimension for Edwards was approval/liking
versus disapproval/rejection (Pruyser, 1967). Rather than belief, which was
seen as intellectual and heartless by Edwards, these affections were to be
taken as the signs of genuine spiritual experience. A review of his contributions
(Hutch, 1978) suggests considerable benefits can be gained from a reading of Edwards’s
insights into the nature of religious emotions.
Schleiermacher’s
(1799) notable treatise on religion also placed emotion at the center of
conscious religious experience. Feeling was central. Reverence, humbleness,
gratefulness, compassion, remorse, and zeal were described as essential
elements of religious experience by Schleiermacher. In agreement with Edwards,
Schleiermacher viewed intellectual beliefs as overly rational and lacking in
spontaneity; the heart of religion was seen as the heart, not the head
(Pruyser, 1967, p. 140).
Arnold
(1960), in her bookEmotion and Personality, was quite possibly the first psychology
of emotion theorist to write extensively about positive human emotions. In the
chapter on positive emotions, she included a section on religious emotions in
which she noted that in addition to the prototypical religious emotions of
reverence and awe that Otto (1917/1958) and others had identified, several
other emotions can be experienced toward God (which was her criteria for a
religious emotion). In particular, love, joy, and happiness are “reactions to
overwhelming abundance, an infinity, of the good and the beautiful” (1960, p.
328) and contain “a hint of eternity” (p. 160). Clearly, these emotions are
imbued with a spiritual significance for Arnold. They serve the function of motivating
people toward states of perfection, toward total fulfillment. Her
phenomenological analysis of happiness as a religious feeling and its
differentiation from joy, serenity, and contentment was an early important
contribution to understanding differences between discrete positive emotions.
What
Makes Emotions Sacred?
What
does it mean to say that certain emotions or emotional experiences are sacred?
We can identify several characteristics of sacred emotions. First, sacred emotions
are those emotions that are more likely to occur in religious (e.g., churches,
synagogues, mosques) settingsthan in nonreligious settings. However, this does
not mean that sacred emotions cannot be experienced in nonreligious settings.
Second, sacred emotions are those that are more likely to be elicited through
spiritual or religious activities orpractices (e.g., worship, prayer,
meditation) than by nonreligious activities. However, this does not mean they
cannot be activated through nonreligious channels as well. Third, sacred
emotions are more likely to be experienced bypeoplewho self-identify as
religious or spiritual (or both) than be people who do not think of themselves
as either religious or spiritual. However, sacred emotions can be felt (on occasion)
by people who do not think of themselves as religious or spiritual. Fourth,
sacred emotions are those emotions that religious and spiritualsystemsaround
the world have traditionally sought to cultivate in their adherents. Fifth, and
last, sacred emotions are those emotions experienced when individuals imbue
seemingly secular aspects of their lives (e.g., family, career, events) with a
spiritual significance (Mahoney et al., 1999).
The
search for the sacred is the defining feature of religion (Hill et al., 2000).
The term “sacred” refers to a divine being, divine object, ultimate reality, or
Ultimate Truth as perceived by the individual (Hill et al., 2000, p. 68).
Pargament (1999) has argued that conceiving of spirituality in terms of an
ability to imbue everyday experience, goals, roles, and responsibilities with
sacredness opens new avenues for empirical exploration. Furthermore, perceiving
aspects of life as sacred is likely to elicit spiritual emotions. Spiritual emotions
such as gratitude, awe and reverence, love and hope are likely to be generated when
people perceive sacredness in various aspects of their lives. Mahoney et al.
(1999) found that when marital partners viewed their relationship as imbued
with divine qualities, they reported greater levels of marital satisfaction,
more constructive problemsolving behaviors, decreased marital conflict, and
greater commitment to the relationship, compared to couples who did not see
their marriage in a sacred light. Similarly, Tarakeshwar, Swank, Pargament, and
Mahoney (2001) found that a strong belief that nature is sacred was associated
with greater pro-environmental beliefs and a greater willingness to protect the
environment. A plausible hypothesis to be tested in future research is whether
sanctification of the environment leads to experiencing more frequent and more
intense sacred emotions such as awe and wonder in nature.
Specific
Sacred Emotions
Gratitude
Gratitudehas
been defined as “the willingness to recognize the unearned increments of value
in one’s experience” (Bertocci & Millard, 1963, p. 389), and as “an
estimate of gain coupled with the judgment that someone else is responsible for
that gain” (Solomon, 1977, p. 316). At its core, gratitude is an emotional
response to a gift. It is the appreciation felt after one has been the
beneficiary of an altruistic act. Some of the most profound reported
experiences of gratitude can be religiously based or associated with reverent wonder
toward an acknowledgment of the universe (Goodenough, 1998), including the perception
that life itself is a gift. In the great monotheistic religions of the world,
the concept of gratitude permeates texts, prayers, and teachings. Worship with
gratitude to God for his many gifts and mercies are common themes, and believers
are urged to develop this quality. A religious framework thus provides the
backdrop for experiences and expressions of gratitude.
McCullough
and colleagues (McCullough, Kilpatrick, Emmons, & Larson, 2001) recently
reviewed the classical moral writings on gratitude and synthesized them with
contemporary empirical findings. They suggested that the positive emotion of
gratitude has three moral functions: it serves as a moral barometer (an
affective readout that is sensitive to a particular type of change in one’s
social relationships, the provision of a benefit by another moral agent who
enhances one’s well-being), a moral motivator (prompting grateful people to
behave prosocially themselves), and a moral reinforcer (that increases the
likelihood of future benevolent actions). McCullough, Emmons, and Tsang (2002) found
that measures of gratitude as a disposition were positively correlated with
nearly all of the measures of spirituality and religiousness, including
spiritual transcendence, self-transcendence, and the single-item religious
variables. The grateful disposition was also related to measures of spiritual
and religious tendencies. Although these correlations were not large (i.e., few
of them exceededr= .30), they suggest that spiritually or religiously inclined
people have a stronger disposition to experience gratitude than do their less
spiritual/religious counterparts. Thus, spiritual and religious inclinations
may facili-tate gratitude, but it is also conceivable that gratitude
facilitates the development of religious and spiritual interests (Allport,
Gillespie, & Young, 1948) or that the association of gratitude and
spirituality/religiousness is caused by extraneous variables yet to be
identified. The fact that the correlations of gratitude with these affective,
prosocial, and spiritual variables were obtained using both self-reports and
peer reports of the grateful disposition suggests that these associations are
substantive and not simply the product of monomethod biases in measurement.
This study may be also be useful for explaining why religiously involved people
are at a lower risk for depressive symptoms or other mental health
difficulties.
McCullough
et al. (2002) also found that people who reported high levels of spirituality
reported more gratitude in their daily moods, as did people higher in religious
interest, general religiousness, and intrinsic religious orientation.
Interestingly, however, the extrinsic, utilitarian religious orientation and
quest-seeking religious orientation were not significantly correlated with the
amount of gratitude in daily mood. These findings suggest that people high in
conventional forms of religiousness, especially people for whom religion is a
fundamental organizing principle (i.e., people high in intrinsic religiousness)
and people who report high levels of spiritual transcendence, experience more
gratitude in their daily moods than do their less religious/spiritual
counterparts. Watkins, Woodward, Stone, and Kolts (2003) found that trait
gratitude correlated positively with intrinsic religiousness and negatively
with extrinsic religiousness. The authors suggest that the presence of
gratitude may be apositiveaffective hallmark of religiously and spiritually engaged
people, just as an absence of depressive symptoms is anegativeaffective
hallmark of spiritually and religiously engaged people. They likely see
benefits as gifts from God, “as the first cause of all benefits” (Watkins et
al., 2003, p. 437).
Awe
and Reverence
Few
would disagree that the emotions of awe and reverence are central to religious
experience. Awe was the cornerstone of Otto’s (1917/1958) classic analysis of
religious experience. The essence of religious worship, for Otto, was the
overpowering feeling of majesty and mystery in the presence of the holy that is
at the same time fascinating and dreadful. This juxtaposition of fear and
fascination is a hallmark of religious awe (Wettstein, 1997).
Several
philosophers of emotion have offered conceptual analyses of awe in which they
define awe and distinguish it from reverence and related states. Roberts (2003)
describes awe as asensitivity to greatness, accompanied by a sense of being
overwhelmed by the object of greatness and reverence as “an acknowledging
subjective response to something excellent in a personal (moral or spiritual)
way, but qualitatively above oneself” (p. 268). The major distinction between
awe and reverence, for Roberts, is that awe could equally be experienced in
response to something perceived as vastly evil as to something vastly good, but
reverence is typically reserved for those things or persons esteemed worthy of
it, in a positive or a moral sense. Similarly, Woodruff (2001) states that
“reverence is the well-developed capacity to have the feelings off awe, respect
and shame when these are the right feelings to have” (p. 8). Solomon (2002)
argues that awe is passive whereas reverence is active: to be awestruck implies
paralysis, while reverence leads to active engagement and responsibility toward
that which a person reveres.
In
contrast to these substantial theological and philosophical writings, little
research in the psychology of religion has focused on either awe or reverence
as a religious emotion. Many psychologists mention awe in their studies of
religious experiences, but few have attempted to study it systematically.
Maslow (1964) included the experience of awe under the broad umbrella of “peak
experiences” (1964, p. 65), an umbrella that included “practically everything
that, for example, Rudolf Otto defines as characteristic of religious
experience” (1964, p. 54). Several other studies have included awe under the slightly
less broad category of mystical experiences, but since awe is not the purpose
of these studies, their research and conclusions are difficult to utilize with
respect to awe.
For
example, though Hardy (1979) lists awe, reverence, and wonder as a category of
religious experience recorded in his database, his examples merely include a
description of the “it” of a particular mystical experience or mention awe as
an after-effect of the experience. Interestingly, Hardy (1979) found that awe
was not a particularly frequently reported experience: awe, reverence, and
wonder occurred in 7% of reported religious experiences that he collected,
compared to 21% for joy and happiness and 25% for peace and security. Likewise,
when Hood (1975) included awe as an item on his mysticism scale he was not
interested in the experience of awe per se, but in the mystical experience that
might (or might not) produce awe.
Keltner
and Haidt (2003) have recently offered a prototypical approach to awe that represents
an important new contribution. According to their definition, an awe experience
includes both aperceived vastness (whether of power or magnitude) and aneed for
accommodation, which is an “inability to assimilate an experience into current
mental structures” (p. 304). Variation in the valence of an awe experience is
due to whether the stimulus is appraised in terms of beauty, exceptional
ability, virtue, perceived threat, or supernatural origin. In contrast, those
experiences that do not include both perceived vastness and need for
accommodation are not occurrences of awe, but are simply members of the awe
family. For example, surprise involves accommodation without vastness.
Feelings
of deference involve vastness without accommodation. Unfortunately, there is very
little empirical research on awe, and until this change anything we say about
awe as a religious emotion must be restricted to what can be gleaned from
sacred writings.
As
the study of awe is still in its early stages, future research should begin
with the prototype approach to awe offered by Keltner and Haidt (2003) and the
definition of reverence offered by philosophers and theologians (Roberts, 2003;
Woodruff, 2001) and develop tests to measure individual differences in these
experiences. Once a reliable measure of awe and reverence exists, individual
differences in these experiences can be explored, as well as their relation to
religion and spirituality, their developmental antecedents, and their
relationship to emotional and physical well-being.
Wonder
Wonder
is another emotion that has received scant empirical attention by psychologists
but has a significant spiritual thrust. Bulkeley (2002) definedwonderas “the
emotion excited by an encounter with something novel and unexpected, something
that strikes a person as intensely powerful, real, true, and/or beautiful” (p.
6). Brand (2001) provided a phenomenological account of wonder-joy: profound
and deeply moving experiences of positive emotions where there is a
co-occurrence of feelings of wonder, joy, gratitude, awe, yearning, poignancy,
intensity, love, and compassion. They are an opening up of the heart to the
persons or profound circumstances being witnessed and are triggered by a
variety of circumstances. Experiences of wonder are a significant feature of
many of the world’s religious, spiritual, and philosophical traditions
(Bulkeley, 2002). Bulkeley poses that the experience of wonder involves a
twofold process: (1) a sudden decentering of the self when faced with something
novel and unexpectedly powerful, followed by (2) an ultimate recentering of the
self in response to new knowledge and understanding. It is evident that the
wonder that Bulkeley describes and the sense of awe described by Haidt and
Keltner have much in common; it will be up to future research to establish the
unique properties of these overlapping states.
Hope
Hope
is a theological virtue, one of the “Big Three,” along with faith and charity.
In Christian theology, hope is looking forward to the eternal world where the
kingdom of God will be ushered in: “Let us hold unswervingly to the hope we
profess, for he who promised is faithful” (Hebrews 10:23,New International
Version Bible[NIV]). In its religious context, hope provides respite during
trials, brings perseverance during challenges, and provides assurance of
eternal joy.
Hope
research has burgeoned over the past decade, with studies indicating hope’s numerous
positive effects on mental and physical health (see Snyder, Sigmon, &
Feldman, 2002, for a review). In this light, whenever religion fosters or
hinders hope, one would expect significant positive or negative effects on the
whole person. In current research, the construct of hope is often couched in
terms of goals, with hope requiring the thought of a goal, perceived pathways
to those goals (pathway thoughts), and motivation (agency thoughts) to follow
through to the goal. Snyder and colleagues (2002) use this understanding of
hope to explain the link previously found between religion or religious
involvement and health or well-being: Religions provide adherents with goals,
paths to those goals, and incentives to reach those goals, either for good or
for ill.
Sethi
and Seligman (1993) found that among nine Jewish, Christian, and Muslim groups,
the more fundamentalist the group was, the more hopeful and optimistic were the
sermons, the liturgy, and the average participant’s outlook. This finding of
greater hope in persons in fundamentalist faiths is an intriguing one, given
that fundamentalism is often associated with a more constricted and less
spontaneous approach to life (Altemeyer and Hunsberger, Chapter 21, this
volume). Could it be that persons in conservative faiths tend to present overly
positive images of themselves and thus deny negative emotions? Bullard and Park
(1998) tested the hypothesis that fundamentalism (measured in terms of
adherence to Protestant orthodoxy) is related to the overt expression of emotions.
They used a frequently employed measure of emotional expressiveness that classifies
respondents into high-anxious, low-anxious, repressor, or defensively
highanxious categories. Fundamentalism was associated with anxiety such that
the low fundamentalism group was more likely to be highly anxious; no
significant patterns were found between the other three expressive styles and
fundamentalism. Thus, the finding of greater positive emotions in
fundamentalist faiths is not due to the nonexpression or repression of negative
affect. This study is the only one that has examined whether adherence to
religious doctrine is associated with styles of emotional expression.
RELIGION
AND THE REGULATION OF EMOTION
“Emotion
regulation” refers to the processes by which individuals influence which
emotions they have, the intensity of these emotions, and how these emotions are
expressed (Gross, 1999). The regulatory
process may be conscious or unconscious, intentional or unintentional.
Emotions, both positive and negative, can be transformed or regulated by intentionally
engaging in spiritual practices. Religions’ teachings and texts contain
information concerning how emotions should be handled. The importance of
emotion regulation in everyday life provides a legitimate rationale for
examining the role of religion in this process. Emotional regulation techniques
that have their rationales in religious traditions can modulate everyday
emotional experience (Schimmel, 1997; Watts, 1996), providing spiritual
rationales and methods for handling problematic emotions such as anger, guilt,
and depression. Watts and Williams (1988, Chap. 6) draw parallels between religious
and clinical approaches to emotional control and cite meditational training as an
activity with origins in both Western and Eastern contemplative religions.
Positive emotional benefits have been reported for Zen meditation (Gillani
& Smith, 2001) and for the cultivation of transpersonal states long
associated with spiritual and religious traditions (McCraty, Barrios-Choplin,
Rozman, Atkinson, & Watkins, 1998). Baer (2003) reviewed the literature on
mindfulness-meditation interventions and found that these interventions appear
to alleviate a variety of negative emotional states (primarily anxiety and
depression) and may be efficacious in cultivating positive states such as
compassion.
Thayer,
Newman, and McClain (1994) examined the success of several behavioral and
cognitive strategies for regulating unpleasant moods and raising energy levels.
One category of strategies was labeled as religious/spiritual, though there was
no information provided as to what these specific religious and spiritual
strategies actually were. As
mood
management techniques, these were found to more common in older participants than
in younger ones and were particularly effective for reducing nervousness,
tension, and anxiety. Although spiritual and religious activity was not among
the most common behaviors used to reduce tension and anxiety, it was rated as
most successful. In a factor analysis, religious and spiritual techniques
loaded on a pleasant distraction factor; this factor was found to be the most
effective strategy for mood change. So, although low in absolute frequency
(study participants were doctoral-level psychotherapists), religious practices
were rated as the single best method of regulating unpleasant moods.
Forgiveness
Forgiveness
is a religiously based technique that has been shown to be powerful in
regulating negative emotions. Pargament (1997) suggests that forgiveness is
religious in that (1) religion lends a spiritual significance to the act of
forgiving, and (2) religion offers role models and concrete methods to
facilitate forgiveness. Forgiveness as a contemporary psychological or social
science construct has also generated popular and clinical interest as well as
empirical investigation (for reviews, see McCullough, Pargament, &
Thoresen, 2000; Witvliet, Ludwig, & Bauer, 2002; Witvliet, Ludwig, &
Vander Laan, 2001). The scientific literature on forgiveness is growing rapidly
across a number of areas of psychology, including the social–clinical interface
(McCullough, 2001), though clinical applications of forgiveness probably still
bear little connection to empirical research.
There
have been a handful of studies that have been explicitly designed to examine the
impact of forgiveness on the remediation of negative emotions. Witvliet and her
colleagues (Witvliet, Ludwig, & Bauer, 2002; Witvliet, Ludwig, & Vander
Laan, 2001) examined subjective emotions and emotional physiology during
forgiving and unforgiving imagery. In their initial study, Witvliet et al.
(2001) found that when participants visualized forgiving responses toward
people who had offended them, they experienced signify cantly less anger,
sadness, and overall negative arousal compared to when they rehearsed the
offense or maintained a grudge. Paralleling the self-reports were greater
sympathetic nervous system arousal (skin conductance and blood pressure
increases) and facial tension during unforgiving imagery. A follow-up study examined
the emotions of transgressors (Witvliet et al., 2002). When transgressors
imagined seeking forgiveness from their victims, the transgressors reported
lower levels of sadness, anger, and guilt and higher levels of hope and
gratitudeif they imagined the victim genuinely forgiving the transgressor.
Imagining
reconciliation rather than forgiveness led to a similar reduction in negative
(anger, sadness, guilt) emotions and increase in positive (gratitude, hope,
empathy) emotions.
Forgiveness
interventions have also been shown to be successful in alleviating depression,
anxiety, and grief in postabortion men (Coyle & Enright, 1997) and
depression and anxiety in incest survivors (Freedman & Enright, 1996). In
the latter study, the intervention group also showed significant gains in
overall levels of hopefulness, suggesting, as did the work of Witvliet and
colleagues, that forgiveness is involved in facilitating positive emotions as
well as reducing negative emotions. The ability of forgiveness interventions to
increase certain positive emotions is one of the more surprising findings in
the research literature on forgiveness to date.
In
one of the few cultural studies on forgiveness, Huang and Enright (2000)
examined forgiveness and anger in a Taiwanese sample. Adults recalled an
incident of deep interpersonal hurt, and their affective state was recorded
both during and after recall.
The
researchers found that when participants granted forgiveness unconditionally
out of a sense of compassion, self-reported levels of anger were lower than
when they forgave out of a sense of duty or obligation. Thus, the
effectivenessofforgiveness to reduce negative emotions is contingent upon the
motivation for forgiveness.
Mindfulness
A
number of philosophical, psychological, and spiritual traditions, both in the
East and in the West, highlight mindfulness’s importance, but are there really
adaptational and mental health benefits to being more conscious of what’s
happening in the here-andnow?Mindfulness, an enhanced attention to and
awareness of the present, is currently the subject of innumerable books,
seminars, and workshops designed to facilitate this quality of consciousness as
a means to helping people live more authentic and happier lives. But very
little research has examined its direct role in psychological health and well-being.
Brown
and Ryan (2003) developed a self-report instrument, called the Mindful
Attention Awareness Scale (MAAS), to measure mindfulness, and administered it
to subjects ranging from college students to working adults to Zen meditators
to cancer patients. In mindfulness, which Brown and Ryan (2003) showed is a
unique quality of consciousness, two experiences work in tandem: attending to
present, ongoing events and experiences while allowing new events and
experiences to come into awareness. In their research, Brown and colleagues
have found that more mindful individuals, as measured by the MAAS, have a
greater self-regulatory capacity and higher levels of well-being.
Regarding
self-regulation, Brown and Ryan (2003, Study 3) showed that those who are more
mindful are more attuned to their emotions, as reflected in a higher
concordance between their explicit, or self-attributed, emotional states and
implicit, or nonconscious, emotions. Because implicit measures are not
susceptible to conscious control and manipulation, this suggests that more
mindful individuals are more attuned to their implicit emotions and reflect
that knowledge in their explicit, affective self-descriptions.
This
is consistent with theory positing that present-centered awareness and
attention facilitates self-knowledge, a crucial element of integrated
functioning.
A
number of studies have shown that mindfulness has direct relations to
well-being outcomes, as well. For example, Brown and Ryan (2003, Study 1)
report that similar to other personal qualities, mindfulness can be cultivated
and enhanced, or neglected and allowed to diminish. Brown and Ryan (2003, Study
2) showed that people who actively cultivated a heightened attention to and awareness
of what’s taking place in the present moment through meditative practices had
higher levels of mindfulness. And in a clinical study with early-stage cancer
patients who received training in mindfulness as the central element of an
8-week stress reduction program (Brown & Ryan, 2003, Study 5), those
individuals who showed greater increases in mindfulness, as assessed by the
MAAS, showed greater declines in mood disturbance and stress.
RELIGION
AND EMOTION: REMAINING ISSUES
Functions
of Religious Emotions
Current
models of emotions typically aim to describe the form and function of emotions in
general. Despite this aim, many models are formulated around prototypic and
negative emotions like fear and anger. For instance, key to many theorists’
models of emotions is the idea that emotions are, by definition, associated
with specific action tendencies. What functions do religious emotions serve?
Noting that traditional models based on specific action tendencies did not do
justice to positive emotions, Fredrickson (2001) developed an alternative model
for the positive emotions that better captures their unique effects.
She
called this the broaden-and-build theory of positive emotions (Fredrickson,
2001) because positive emotions appear tobroadenpeople’s momentary
thought–action repertoires and buildtheir enduring personal resources. Whereas
the narrowed mind-sets of negative emotions carry direct and immediate adaptive
benefits in situations that threaten survival, the broadened mind-sets of
positive emotions, which occur when people feel safe and satiated, are
beneficial in other ways. Specifically, these broadened mind-sets carry
indirect and long-term adaptive benefits because broadeningbuildsenduring
personal resources (Fredrickson, 2001).
Fredrickson
(2001) analyzed the functions of several distinct positive emotions. Joy, for
instance, creates the urge to play, push the limits, and be creative, urges
evident not only in social and physical behavior, but also in intellectual and
artistic behavior. Interest, a phenomenologically distinct positive emotion,
creates the urge to explore, take in new information and experiences, and
expand the self in the process. Contentment, a third distinct positive emotion,
creates the urge to savor current life circumstances, and integrate these
circumstances into new views of self and of the world. And gratitude, a fourth distinct
positive emotion, creates the urge to creatively repay kindness. These various thought–action
tendencies—to play, to explore, to savor and integrate, and to repay kindness—each
represent ways that positive emotions broaden habitual modes of thinking or
acting. In general terms, then, positive emotions appear to enlarge the
cognitive context, an effect recently linked to increases in brain dopamine
levels (Ashby, Isen, & Turken, 1999).
Finding
positive meaning is perhaps the most reliable path to cultivating positive emotions
(Fredrickson, 2001). To the extent that religions offer their believers world views
that help them to find positive meaning in both ordinary daily events (e.g.,
appreci-ating nature) and major life challenges (e.g., finding benefit in a
cancer diagnosis), they also cultivate positive emotions such as joy, serenity,
awe, gratitude, and hope. According to the broaden-and-build theory, these
positive emotions should, in turn, broaden people’s mind-sets, making them more
creative and integrative in their thinking, and build and replenish critical
personal and social resources, such as resilience, optimism, and social
support. These resources, a wide range of studies have shown, enhance health
and well-being.
In
future research, it will be important to conceptually and empirically
distinguish secular positive emotions (i.e., positive emotions felt outside
religious or sacred contexts) from one or more categories of religious or
sacred positive emotions, which might include positive emotions felt in
religious services, toward God or a higher power, toward other believers, or
otherwise connected to that which believers imbue with a sense of the sacred.
Religious practices may be distinctly human ways of initiating upward spirals
that enhance spiritual growth as well as health and well-being.
Are
Religious Emotions Unique?
A
perennial issue in the psychology of religion pertains to the uniqueness of
emotions that are labeled as religious. Are these a separate class of emotions
or simply ordinary emotions felt in religious contexts or elicited through
religious rituals such as prayer and worship? Consider this statement from
William James (1902/1958): In the psychologies and in the philosophies of
religion, we find the authors attempting to specify just what entity it is. One
man allies it to the feeling of dependence; one makes it a derivative from
fear; others connect it with the sexual life; others still identify it with the
feeling of the infinite; and so on. Such different ways of conceiving it ought
of themselves to arouse doubt as to whether it possibly can be one specific
thing; and the moment we are willing to treat the term “religious sentiment” as
a collective name for the many sentiments which religious objects may arouse in
alternation, we see that it probably contains nothing whatever of a
psychologically specific nature. There is religious fear, religious love,
religious awe, religious joy, and so forth. But religious love is only man’s
natural emotion of love directed to a religious object; religious fear is only
the ordinary fear of commerce, so to speak, the common quaking of the human
breast, in so far as the notion of divine retribution may arouse it; religious
awe is the same organic thrill which we feel in a forest at twilight, or in a
mountain gorge; only this time it comes over us at the thought of our
supernatural relations; and similarly of all the various sentiments which may
be called into play in the lives of religious persons. As concrete states of
mind, made up of a feeling plus a specific sort of object, religious emotions
of course are psychic entities distinguishable from other concrete emotions;
but there is no ground for assuming a simple abstract “religious emotion” to
exist as a distinct elementary mental affection by itself, present in every
religious experience without exception. As there thus seems to be no one
elementary religious emotion, but only a common storehouse of emotions upon
which religious objects may draw, so there might conceivably also prove to be
no one specific and essential kind of religious object, and no one specific and
essential kind of religious act. (pp. 39–40)
For
James, what makes religious emotionreligiousare ordinary felt emotions under circumstances
that make it apparent to the person that God or a higher power is involved.
Emotion
and Spiritual Transformation
A
major research area in the psychology of religion has always been conversion or
transformation (Paloutzian, this volume, Chapter 18; Paloutzian, Richardson,
& Rambo, 1999). Many theories of the processes underlying spiritual
transformations have been offered, but virtually all converge on the importance
of the affective basis of spiritual transformation (Hill, 2002; Oatley &
Djikic, 2002). In these perspectives, emotions are seen as agents of
transformation in the spiritual self. While the emphasis is generally placed on
the role of negative emotions in triggering spiritual changes, positive
emotions may play an important role as well. For example, Allport, Gillespie,
and Young (1948) found that gratitude was the fourth most cited reason among
youth for turning to religion, and the role of gratitude and goodness (as well
as awe and wonder) in G. K. Chesterton’s (1936) adult conversion to Catholicism
is legendary.
Ullman’s
(1989) study is frequently cited as supporting the hypothesis that conversion
is more based in emotion than it is on an intellectual search process. In examining
conversion among four different faith groups, Ullman found that the converts
reported a greater degree of emotional distress in childhood than did
nonconverts, and were more likely to say that emotional stress was a more
important factor in their conversion than was a cognitive quest. The research
that exists is suggestive of links between emotion and transformation, but much
more needs to be done. There is a great need for longitudinal studies of
emotion in which emotions are both motivators and consequences of
transformation. Future research should also focus more on positive emotions,
both as motivators of change and potential consequences of change. The
measurement of positive emotions has improved considerably in recent years and
researchers have established and well-validated measures to draw upon and
incorporate into their research designs.
RELIGIOUS
EMOTIONS IN EMOTION HISTORY: TWO ILLUSTRATIONS
A
vastly different approach to emotion and religion can be found in the field
ofemotions history(Stearns & Lewis, 1998). Emotions history examines the
experience and expression of emotions among U.S. subcultures during specific
historical contexts, and seeks to discern the dominant affective climate that
prevailed in these groups during these periods.
The
formal study of history of emotions is a relatively new discipline, but two
recent studies warrant mentioning here as illustrations of how religious
emotions are influenced by historical context.
Working
under the assumption that Judaism requires emotional involvement and emotional
transactions with God, Mayer (1994) engaged in a lexigraphic study of emotion
trends in biblical texts. He classified nine emotion terms (happiness, anger,
fear, sadness, love, hate, contempt, guilt, and envy) in the books of the
Hebrew Bible and examined changes in the frequency of occurrence over the
12-century period during which, according to general scholarly agreement, the
books were written. The primary purpose of the study was to see whether emotion
changed over time. As the centuries progressed, Mayer found a systematic
increase in references to happiness; no other emotions were shown to
systematically increase or decrease over this time period. Although he
considers a number of alternative hypotheses and is cognizant of the perils and
limitations of a psychohistorical analysis, Mayer suggests that this finding
can be taken as evidence of the positive psychological benefits of a highly
religious culture, and advocates a historical analysis of emotion and religion
for understanding factors that influence emotion in the present.
A
second study sought to describe the predominant emotions expressed by U.S.
Pentecostal women in the first half of the 20th century (Griffith, 1998). This
qualitative study of a variety of texts focused on the pious emotions of
southern, rural, and poor female members of the Pentecostal Church. One of the
primary hallmarks of the Pentecostal faith is the natural and authentic
expression of emotion. Indeed, the Pentecostal movement has traditionally sought
to provoke and sustain strong emotions in believers.
Griffith’s
examination of narratives of conversion, reports of healing experiences, and
responses to prayers revealed a high occurrence of emotions pertaining to
praise, gratitude, love, joy, and exuberant happiness. Griffith hypothesized a
dual role for these emotions: (1) they defined an ethic of separation, setting
apart believers from nonbelievers and from members of other Christian sects,
thus enhancing commitment to the ingroup; and (2) they were essential elements
in constructing a testimony for communicating one’s faith to others and for
providing assurance and certainty of one’s own faith. This study, along with
Mayer’s (1994), are examples of how historical and theological contexts shape emotion
and provide important clues about the function of religious emotions in
everyday life.
FUTURE
DIRECTIONS AND CONCLUSION
There
are two trends that are likely to have significant impact on emotion research
within the psychology of religion in the near future.
First,
further progress in religion and emotion is likely to be spurred on by the
current vigorous activity in the field of religion and health (see Oman &
Thoresen, Chapter 24, and Miller & Kelley, Chapter 25, this volume).
Researchers are examining mechanisms that explain the effects of religious
practices on health. It follows from the broaden-and-build theory (Fredrickson,
2001) that sacred positive emotions can serve as resources that a person can
draw upon in times of need, including coping with stress and dealing with and
recovering from physical illness. It is also plausible, for example, that the
biology of emotions and related states activated during religious worship
(praise, reverence, awe, gratitude, love, hope) could have neuroendocrine or
immunological consequences, thus potentially accounting for the salubrious
effects of religious practices on health outcomes. Any examination of the
neurobiology of these states will have to rely upon the phenomenological
properties of worship as well, thus producing new insights at this level of
analysis.
Second,
the growing cognitive science of religion field (Andresen, 2001; Pyysiäinen &
Anttonen, 2002) is likely to open new vistas for understanding the functions of
emotion in religious contexts and in religious cognition. The role of emotions
in the adoption and transmission of religious beliefs currently plays a
prominent role in several cognitive theories of religion (Andresen, 2001),
particularly in accounting for the provocativeness of religious rituals
(McCauley, 2001). Much of this work focuses on religion as counterintuitiveness
(Boyer, 2001) and emotional responses to counterintuitive representations.
Research has shown that counterintuitive representations are more effectively
recalled than ordinary or even unusual representations (Boyer, 2001), which may
be due to their ability to arouse strong emotions. Emotion is also assumed to
play a pivotal role in resolving doubts concerning religious representations
(beliefs) and in enhancing commit-ment to the object of those representations.
Franks (2003), cites the example of positive emotions in response to perceived
answers to prayer as serving to reduce doubts about the benevolence of God.
Connecting the act of prayer to the experience of positive emotion provides at
least a temporary resolution in the mind of the believer who may have doubted
God’s benevolence. Given the pervasiveness of religious doubts (Clark, 1958; Hunsberger,
Pratt, & Pancer, 2002), an incorporation of the role of emotion might
contribute to understanding both the development and the resolution of
questions and doubts concerning religious doctrines.
In
each of these two cases, it is clear that progress will require collaboration
between psychologists who specialize in religion and experts in evolutionary
biology, neuroscience, philosophy, anthropology, and cognitive science, so that
developments in the psychology of religion take into account and build upon
advances in these related scientific disciplines. It will also be necessary to
take an approach of downward causation, in which individual beliefs and
socioreligious contexts regulate biological systems of the body. Successful
researchers who contribute to the next generation of knowledge at the interface
of religion and emotion will thus likely need to be schooled not just in the
sciences but in theology as well.
ACKNOWLEDGMENT
Preparation
of this chapter was supported by a grant from the John Templeton Foundation.
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HANDBOOK OF THE PSYCHOLOGY OF RELIGION AND SPIRITUALITY--- RAYMONDF. PALOUTZIAN CRYSTALL. PARK (p.235-252)
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